Barclays Operations Regulatory and Control in New York City, New York
Basic Qualifications: · Bachelor’s Degree · 3 years of US Regulatory/Compliance experience (e.g., 15c3-1, 15c3-3) · 2 years working under FINRA, NASD, NYSE and SEC Rules and Regulations · 2 years of Investment Banking industry experience
Preferred Qualifications: · Understanding of various asset classes (e.g., Equity, Debt, Derivatives) · Strong organizational skills · Ability to work under tight deadlines · Excellent analytical and business skills · Ability to manage multiple tasks and projects · Self-starter who is comfortable working in a very dynamic environment * * / / Benefits Our customers deserve the best. The same goes for our employees. That's why at Barclays you'll receive a range of benefits that include a competitive salary and all the tools, technology and support you need to succeed. * * Our Culture Everything we do is shaped by the five values of Respect, Integrity, Service, Excellence and Stewardship. The values inform the foundations of our relationships with customers and clients, but they also shape how we measure and reward the performance of our employees. Simply put, success is not just about what you achieve, but about how you achieve it.Dynamic working gives everyone at Barclays the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager. Barclays is an equal opportunity employer and are opposed to discrimination on any grounds.* *For more detailed information, please visit our dedicated Diversity and Inclusion sitehere. * * *EEO Statement* It is the policy of Barclays to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.
Title: Operations Regulatory and Control
Location: New York-New York City
Requisition ID: *90139246